Prospectus and Allotment Rules G.S.R. 251(E)

The Companies (Prospectus and Allotment of Securities) Rules, 2014

Variation in the terms of a contract referred to in the prospectus, offer of sale by members, dematerialisation of securities, shelf prospectus and information memorandum, refund of application money, return of allotment, payment of commission, and private placement under section 42.

14 Rules

2 Forms

G.S.R. 251(E) Notification

Rule 14 Private placement

G.S.R. 251(E) Enacted 31 March 2014 Enforced 01 April 2014 Ministry of Corporate Affairs

Made under

The Companies Act, 2013 Chapter III

s. 26 s. 27 s. 28 s. 29 s. 31 s. 39 s. 40 s. 42 s. 469

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Preamble

NOTIFICATION

New Delhi, the 31st March, 2014

G.S.R. 251(E).—In exercise of the powers conferred under section 26, sub-section (1) of section 27, section 28, section 29, sub-section (2) of section 31, sub-sections (3) and (4) of section 39, sub-section (6) of section 40 and section 42 read with section 469 of the Companies Act, 2013 and in supersession of the Companies (Central Government’s) General Rules and Forms, 1956 or any other rules prescribed under the Companies Act, 1956 (1 of 1956) on matters covered under these rules except as respects things done or omitted to be done before such supersession, the Central Government hereby makes the following rules, namely:—

Chapter I

Preliminary

2 rules

R1 Short title and commencement

Rule 1 of the Prospectus and Allotment Rules: Short title and commencement

R2 Definitions

Rule 2 of the Prospectus and Allotment Rules: Definitions

Chapter II

Prospectus and Offer

10 rules

R3 Information to be stated in the prospectus

Rule 3 of the Prospectus and Allotment Rules: Information to be stated in the prospectus

R4 Reports to be set out in the Prospectus

Rule 4 of the Prospectus and Allotment Rules: Reports to be set out in the Prospectus

R5 Other matters and reports to be stated in the prospectus

Rule 5 of the Prospectus and Allotment Rules: Other matters and reports to be stated in the prospectus

R6 Period for which information to be provided in certain cases

Rule 6 of the Prospectus and Allotment Rules: Period for which information to be provided in certain cases

R7 Variation in terms of contracts referred to in the prospectus or objects for which prospectus was issued

Rule 7 of the Prospectus and Allotment Rules: Variation in terms of contracts referred to in the prospectus or objects for which prospectus was issued

R8 Offer of Sale by Members

Rule 8 of the Prospectus and Allotment Rules: Offer of Sale by Members

R9 Dematerialisation of securities

Rule 9 of the Prospectus and Allotment Rules: Dematerialisation of securities

R9A Issue of securities in dematerialised form by unlisted public companies

Rule 9A of the Prospectus and Allotment Rules: Issue of securities in dematerialised form by unlisted public companies

R9B Issue of securities in dematerialised form by private companies

Rule 9B of the Prospectus and Allotment Rules: Issue of securities in dematerialised form by private companies

R10 Shelf prospectus and Information Memorandum

Rule 10 of the Prospectus and Allotment Rules: Shelf prospectus and Information Memorandum

Chapter III

Allotment, Refund and Private Placement

4 rules

R11 Refund of Application Money

Rule 11 of the Prospectus and Allotment Rules: Refund of Application Money

R12 Return of Allotment

Rule 12 of the Prospectus and Allotment Rules: Return of Allotment

R13 Payment of commission

Rule 13 of the Prospectus and Allotment Rules: Payment of commission

R14 Private Placement

Rule 14 of the Prospectus and Allotment Rules: Private Placement

Annexures

The Companies (Prospectus and Allotment of Securities) Rules, 2014

Preamble

Preliminary

Prospectus and Offer

Allotment, Refund and Private Placement

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